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National Association of Federal Equity Receivers

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2017 Education Panels

Introduction and Overview

NAFER ANNUAL CONFERENCE 2017

Kathy Bazoian Phelps

Partner, Diamond McCarthy LLP

NAFER Board Director; Co-Chair, Conference Programs

The NAFER 2017 Conference is shaping up to be the best ever. It will take place on October 18 – 20, 2017 at the Four Seasons Hotel in Miami, Florida.

The Receiver’s Training Camp is back by popular demand and has been extended by one hour to include an Introduction to International Issues. Both experienced and inexperienced receivers, as well as professionals in the field, have praised the Training Camp as offering practical insights that are not immediately obvious even to the most seasoned professionals. This year, the Training Camp will cover the “Second Quarter,” addressing the next wave of issues that hit after the rush of the first week has past. Topics relating to Asset Identification, Asset Recovery and Asset Disposition will be covered in depth at the 3-hour Training Camp on October 18, 2017.

The main conference on October 19 and 20 will also be packed with informative and practical programs. Please take time to review the panels (descriptions below).   This year's panels are filled with regulators, judges, and experienced receivers and professionals...each prepared to discuss the issues of most concern to federal equity receivers. 

We look forward to seeing you this fall in Miami!  

Conference Schedule

Wednesday, October 18, 2017

1:30 – 3:30 PM  Receiver’s Training CampThe Second Quarter 

Producers:  Kevin B. Duff, Partner, Rachlis Duff Adler Peel & Kaplan, LLC, Co-Chair, NAFER Conference Programs Committee; 

Kathy Bazoian Phelps, Partner, Diamond McCarthy LLP, Co-Chair, NAFER Conference Programs Committee

Panelists: 
Greg Hays Founder and Managing Principal Hays Financial Consulting
Kenton Johnson Executive Vice President Robb Evans & Associates
Wayne Klein Klein & Associates Klein & Associates
Kelly Crawford Partner Scheef & Stone, LLC

3:30 – 4:00 PM  Halftime (Break)

4:00 – 5:00 PM  Receiver’s Training CampIntroduction to International Issues

Producer: Alex Moglia, President of Moglia Advisors, and head of Receivership and Asset Recovery Practice; Chair of NAFER’s International Committee 

Panelists: 
Ed Davis Certified Fraud Examiner Astigarraga Davis
Mark Goodman Partner Campbells
Chip Hoebeke Principal Rehmann
Alex MogliaPresident Moglia Advisors
Andrew Thorpe Partner Harneys

5:30 – 7:00 PM  Opening Reception

_______________________________________________________________________________________________

Thursday, October 19, 2017

MAIN CONFERENCE PANELS

7:30 – 8:30 AM AM Breakfast

8:45 – 9:15 AM Welcome and Introductions 

9:15 – 10:15 AM Pursuing Claims Against Professionals, Fiduciaries, and Other Deep Pockets 

Producer: Melissa Damian Visconti, Of Counsel, Damian & Valori LLP 

Panelists:
Rob Michaels  Partner Goldstein & McClintock LLP
Drew Peel Partner Rachlis Duff Adler Peel & Kaplan, LLC
Stephen P. Harbeck President & CEO Securities Investor Protection Corporation

10:15 – 10:45 AM Break

10:45 - 11:45 AM Keys to a Cost-Effective Receivership: When to Hold ‘Em & Fold ‘Em 

Producer: Gianluca Morello, Senior Counsel - Litigation, Raymond James Financial, Inc. 

Panelists:
Jeff Brandlin President & Founder Brandlin & Associates
Ian Gazes Managing Director Gazes LLC

Noon – 1:45 PM  Lunch & Keynote Presentation 

The Development and Unraveling of a Ponzi Scheme: A Conversation with Travis Correll 

This year’s keynote presentation will be a unique look at the case history of an actual Ponzi scheme featuring the fraudster, SEC enforcement counsel, the receiver, and receiver’s counsel.

In an open, “fireside chat” format, the SEC’s Marshall Gandy joins NAFER President Greg Hays and Troutman Sanders Managing Partner David Dantzler as they discuss the development – and eventual unraveling – of convicted Ponzi scheme perpetrator Travis Correll's  $100M Ponzi scheme. 

In 2008, Travis Correll was sentenced to 12 years in federal prison for running a Ponzi scheme. He was 31 years of age and the case, SEC v. Travis E. Correll, et. al, was filed in the Eastern District of Texas; Marshall Gandy, currently a Senior Officer and Associate Regional Director for the Office of Compliance Inspections and Examinations in the Fort Worth Regional Office of the Securities and Exchange Commission, was the SEC enforcement attorney on the case.  Greg Hays, NAFER President, was the court-appointed receiver, and David Dantzler, Managing Partner, New York Office of Troutman Sanders was lead counsel to the receiver. 

Mr. Correll served his time and now speaks candidly about how the case developed, the scheme’s ultimate downfall and his ensuing conviction. This will, no doubt, be an interesting inside look at how one Ponzi scheme grew and then unraveled. 

2:00 – 3:00 PM  Taxing Questions for the Federal Equity Receiver: 

Qualified Settlement Funds, Final Tax Returns, Avoiding Personal Liability and Others 

Producer: Maria M. Yip, CPA, CFE, CIRA, Founder, Yip Associates 

Panelists:
David Agler Principal Crowe Horwath
Julia Mandeville Damasco Partner, Tax Attorney Miller Kaplan Arase LLP
Jonathan Ware Senior Associate Freshfields Bruckhaus Deringer LLP

3:00 – 3:30 PM Break

3:30 – 4:45 PM Fraud Vectors in the Receivership Universe 

Producer: Michael Goldberg, Partner, Co-Chair, Fraud & Recovery  Practice Group, Akerman

Panelists:
James Sallah Partner Sallah Astarita & Cox LLC
Rob Long Partner Bell Nunnally
Neil Levin Partner Freeborn

5:30 – 7:00 PM Conference Cocktail Reception

_______________________________________________________________________________________________

Friday, October 20, 2017

7:30 – 8:30 AM Breakfast

8:30 – 9:15 AM NAFER Members Meeting

9:30 – 10:45 AM Avoiding Turf Wars in Parallel Receiverships and Forfeiture Proceedings 

Producer: John J. Carney, Partner, BakerHostetler 

Panelists:
Alice Dery Chief, Program Management and Training Unit, Money Laundering and Asset Recovery Section (MLARS), Criminal Division US Department of Justice
Evelyn Sheehan Assistant US Attorney Southern District of Florida
Eric Bustillo Regional Director  SEC

11:15 – 12:45 PM Judges Panel

Producer: Robert P. Mosier, President, CEO, Mosier & Company, 

Chair, NAFER Conference Committee 

12:45 – 1:00 PM Concluding Remarks

Robert Mosier President, CEO, Mosier & Company, 

Chair, NAFER Conference Committee 

1:00 PM Conference Concludes

NAFER - 2017 Conference Agenda

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NAFER

Please Contact us with any questions.

Maureen Whalen
NAFER Executive Director
Maureen.Whalen@NAFER.org

Natalie Wonnacott
NAFER Member Relations Lisaison
Natalie@NAFER.org

Deana Linderholm
Conference & Event Producer
Deana.Linderholm@NAFER.org


Address:
2828 Cochran Avenue, Suite 178
Simi Valley, CA 93065

Telephone:
(805) 285-0756
Email:
Maureen.Whalen@NAFER.org

Copyright © 2017 NAFER. All Rights Reserved

NAFER is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org. 

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